Continuing Disclosure

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Staying Current with Federal Securities Regulations

Increased enforcement of securities regulations makes it imperative that issuers stay current with their financings’ continuing disclosure requirements. Nevertheless, given the demands put on public sector financial officers, the annual filing of continuing disclosure reports too often falls to the bottom of the pile.

DS&C’s continuing disclosure services provide clients with a cost-effective alternative for compliance with U.S. Securities and Exchange Commission Rule 15c2-12 requirements. These services include:

  • Preparation of all required filing documentation
  • Careful review of past continuing disclosure filings and obligations
  • Electronic filing of annual continuing disclosure statement
  • Timely filing of notices of material events
  • Monitoring of industry-related websites and portals for information regarding potential reportable events

Upcoming and Recent Financings

Select a financing to learn more.

Ed-Tech Bonds®

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Ed-Tech Bonds®

Developed and patented by DS&C, Ed-Tech Bonds® provide a fiscally responsible, ongoing solution to the statewide problem of financing educational technology

Cash Reserve Program

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Cash Reserve Program

Guard against temporary cash flow shortages in a safe, cost-effective way by creating an additional cash reserve to the general fund.

CAB Restructuring Bonds®

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CAB Restructuring Bonds®

CAB Restructuring Bonds® allow districts to convert costly capital appreciation bonds into lower-cost current interest bonds, saving millions.

GO Flex-Bonds®

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GO Flex-Bonds®

GO Flex-Bonds® provide districts with an ongoing source of facility funding with reduced borrowing costs and greater fiscal controls.

GO Reauthorization Bonds®

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GO Reauthorization Bonds®

Avoid stalled GO bond programs by seeking voter approval to keep projects on track without increasing debt.

Win Win

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Win Win

Author Dale Scott demystifies the often complex process of planning, structuring, passing and selling K-14 GO bonds.