Staying Current with Federal Securities Regulations
Increased enforcement of securities regulations makes it imperative that issuers stay current with their financings’ continuing disclosure requirements. Nevertheless, given the demands put on public sector financial officers, the annual filing of continuing disclosure reports too often falls to the bottom of the pile.
DS&C’s continuing disclosure services provide clients with a cost-effective alternative to meeting all current SEC filing requirements. Our services include:
- Preparation of all required filing documentation
- Electronic filing of continuing disclosure statement
- Monitoring and filing for any material events that impact an issuer
